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SEC Filings

SC 13G
VAN ECK ASSOCIATES CORP filed this Form SC 13G on 04/07/2017
Entire Document
 


 
 
 
 
Item 4.
Ownership.
 
 
 
 
(a)     
Amount beneficially owned: 1,736,000 common shares
 
 
(b)     
Percent of class: 37.51%  
 
 
(c)     
Number of shares as to which the person has: 
 
 
 
 
(i)     
Sole power to vote or to direct the vote      1,736,000 common shares
 
 
 
 
(ii)     
Shared power to vote or to direct the vote      None 
 
 
 
 
(iii)     
Sole power to dispose or to direct the disposition of  1,736,000 common shares
 
 
 
 
(iv)     
Shared power to dispose or to direct the disposition of      None 
 
Item 5.
Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following:
[ ]
 
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
The VanEck Vectors Fallen Angel High Yield Bond ETF, an investment company registered under the Investment Company Act of 1940, has the right to receive dividends and proceeds from the sale of  1,736,000 of the shares reported by Van Eck Associates Corp., respectively.
 
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
Not applicable. 
 
 
Item 8.
Identification and Classification of Members of the Group
Not applicable. 
 
 
Item 9.
Notice of Dissolution of Group
Not applicable. 
 
 
Item 10.
Certification
 
 
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. 
 
 
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